WealthSpring Capital, LLC and its Affiliates (hereinafter the “Company”) operate under several regulatory bodies that have
The Company is responsible for ensuring the security and confidentiality of investor records and information; protecting against
any anticipated threats or hazards to the security or integrity of investor records and information; and protecting against unauthorized access to or use of investor records or information that could result in substantial harm or inconvenience to any investor. The Company services and maintains all its records and client information in multiple secure, redundant data centers; all sensitive information and communications are encrypted to ensure the highest level of integrity and security.
The Company only discloses nonpublic personal information about the Company’s past, present, and prospective investors as permitted by law or regulation and in accordance with the Company’s rules and procedures. The Company restricts access to such nonpublic personal information to our personnel, the Company’s affiliates and their personnel, the Company’s service providers, the Company’s outside counsel, and the Company’s outside auditors who need to know that information in order to (i) ensure compliance with applicable laws and regulations or (ii) when it is necessary to effect, administer, or enforce a transaction requested or authorized by clients. Accordingly, the Company maintains physical, electronic, and procedural controls in keeping with federal standards to safeguard the nonpublic personal information about current, former, and prospective investors that is in the Company’s possession.
If, at any time in the future, it is or becomes necessary to disclose any personal information in a way that is inconsistent with this policy, the Company will provide advance written notice of any proposed changes of such disclosure.